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Executive Education
Clariden Leadership Institute
Certified Compliance Professional (Singapore)
Sam Gibbins
Complilearn
Sam Gibbins, Complilearn
  • Certified Compliance & Ethics Professional with certificate in Combating Financial Crime
  • Seasonal speaker on regulatory based topics and produced thought leadership articles for a number of organizations globally
  • Member of the Singapore Institute of Directors and has a Diploma in Anti Money Laundering from the International Compliance Association

 

Sam is the Founder of Complilearn, providing specialist and advanced Compliance learning and consulting to clients globally. He has extensive experience developing and delivering content across a wide range of Governance, Risk, and Compliance areas, to a variety of industry sectors. Sam has been based in Singapore for over nine years working on consulting, learning and development across a range of public and private institutions.

 

Previously Sam was the General Manager, Asia, for Governance Risk & Compliance Solutions, building the corporate presence in the Asian market across a wide and varied client base, for both facilitated workshop and online legal and compliance training solutions. In this role Sam spent over four years growing the business through acquisition of new clients and based on strong feedback for a range of delivered projects, encompassing workshop delivery, in house sessions, online learning and consulting engagements.

 

Prior to joining GRC Solutions, Sam spent five years in Singapore as a Director at the International Compliance Association, developing, building and promoting courses under the Financial Industry Competency Standards. These standards were categorised under the Workforce Skills Qualification (WSQ) system from the Singapore Workforce Development Agency (now Workforce Singapore), helping to build the competence of working professionals through development, enhancement and application of skills and knowledge. Alongside this, Sam also worked on the skills and competency-based development framework and associated courses, for Compliance and Anti-Money Laundering with the Asian Institute of Finance and the Asian Institute of Chartered Bankers (formerly IBBM), as well as with the Australian Financial Markets Association. In recent years he has helped establish a number of ‘Compliance Academies’ at global firms.

 

As well as building public courses, Sam has worked with organisations to develop bespoke courses suited to individual clients needs for a variety of regional and global businesses. He often trains clients in workshop facilitation sessions, is an Associate Trainer with the Financial Training Academy at the Aventis School of Management, a Corporate Trainer and Facilitator with PD Training, as well a registered Enrichment Trainer with the Ministry of Education (Singapore). He is a current faculty member of the Graduate Diploma in Organizational Psychology with the Aventis School of Management, and a faculty member for the International Academy of Business and Financial Management.

 

Sam has completed the Advanced Certificate in Training and Assessment with the Institute for Adult Learning, the in-house training division of the SkillsFutureSG. He possesses a BA (Hons) from King’s College, University of London, as well as a Diploma in Anti-Money Laundering from the International Compliance Association, a Certificate in Combating Financial Crime from the Chartered Institute for Securities & Investment (CISI) and is also a Certified Compliance and Ethics Professional (International) with the Society for Corporate Compliance and Ethics. He is a Certified Compliance Professional with, and a member of, the International Academy of Business and Financial Management. He is a member of the Singapore Institute of Directors, the Australian Chamber of Commerce, the International Compliance Association, the Association of Certified Anti Money Laundering Specialists, the Chartered Institute for Securities & Investment and the Adult Education Network. Sam is also a Founding Member of the International RegTech Association.

Program Summary

Led by Mr Sam Gibbins, an international speaker with some 15 years of experience in designing regulations and compliance solutions, this comprehensive Certified Compliance Professional (CCP)TM program will provide you with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region, to guide you through an increasingly complex compliance environment and appropriately develop a strong culture of compliance within your organization.

 

Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. Besides meeting regulatory requirements, you will also learn how to satisfy the demands of your stakeholders by utilizing flexibilities and grace periods within the regulations. Furthermore, you will be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention.

 

Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, and strong networking relationships with industry peers and regulators.

 

As a graduate of the program, you will be designated as a Certified Compliance Professional (CCP)TM, a title that you can use in your resume and business card. With more than 2000 individuals having earned their CCP designation, the credential has become well-regarded as the leading executive education program for compliance and regulatory professionals.



Programs, dates and locations are subject to change. In accordance with Clariden Global policy, we do not discriminate against any person on the basis of race, color, sex, religion, age, national or disability in admission to our programs.

Introduction

Some of the greatest organizational challenges of the 21st century are related to corporate governance, compliance and risk management. Increasing stakeholder demands for transparency are intensified by growing public scrutiny resulting from a range of catastrophic compliance failures from around the globe.

 

This intensive Certified Compliance Professional (CCP)TM program provides a blueprint for compliance professionals to ensure that the risk profile of your organization is limited by a thorough understanding of your regulatory environment. Led by Mr Sam Gibbins, a compliance specialist with more than 15 years of experience in designing regulations and compliance solutions, you will be equipped with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region. These skills will guide you through an increasingly complex compliance environment and enable you to appropriately develop a strong culture of compliance within your organization.

 

Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. In addition to exploring key areas for information technology (IT) as a contributor to compliance, you will be presented options for implementation along with associated costs.

 

This program covers meeting regulatory requirements while satisfying the demands of stakeholders by utilizing flexibilities and grace periods within the regulations. You will also be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention. Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, as well as develop strong networking relationships with industry peers and regulators. Furthermore, you will be designated as a Certified Compliance Professional (CCP)TM, a title that you can use in your resume and business card.

 

-PROGRAM REQUIREMENTS AND CERITIFICATION-

 

Delegates must meet the following criteria to be eligible to become (CCP)TM:

  • Attendance – delegates must attend all sessions of the course. Delegates who miss more than two hours of the course sessions will not be eligible to sit for the course exam.
  • The passing grade is 70% and the passing rate is 90%. The final grade takes into consideration the participation in class and the homework grades, other than the course exam.
  • Successful completion of the course assessment – after successfully passing the exam, the certificate will be prepared by the IABFM and will be directly posted to your company address.

What You Can Expect

  • Define the meaning of compliance for your organization and develop an organizational response to its demands
  • Identify what drives the compliance exposure both at home and abroad
  • Mitigate the risk consequences of non-compliance
  • Strengthen the relationship between corporate governance and compliance, including the market expectation of that relationship
  • Minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour
  • Optimize organizational structure for compliance

 

This course places the role of the GRC professional in an array of overlapping contexts in order to help students attain a deep, immersive analysis of the field, the work and its discrete functions. From surveying the broader global regulatory frameworks that underpin compliance to exploring the responsibilities and powers that devolve onto the Securities Commission Malaysia, we proceed to a considered study of the function of, and industry roles associated with, compliance. From there we examine how to manage compliance risk, adopting a rigorous risk management approach, before delving into the idiosyncratic complexities posed by Capital Markets products.

The aim is to provide students with a practical understanding of:

  • both the macro and micro pressures associated with GRC
  • how to manage regulatory and compliance risk for the benefit of your firm
  • how to design and build world-class GRC systems and controls, aligned to ISO 19600 (Compliance Systems)
  • how to protect your firm from the risk of money laundering, financial crime and terrorist financing

 

-KEY BENEFITS-

  • Successful completion of this fully certified course makes you a Certified Compliance Professional (CCP)TM where you can use the designations of (CCP)TM on your business card and resume.
  • Up to 18 months membership to the International Academy of Business and Financial Management (IABFM) professional body.
  • Access to the IABFM network and body of information online.
  • Preferred access to education centers in USA, UK, Europe, Asia, Middle-East and Latin America.
  • Access to the IABFM international journal published online.
  • Gold Embossed (CCP)TM Certificate with your name and designation as MIABFM-Member (Member of the International Association of Business and Financial Management).

Who Will Benefit Most

Managing Directors, Directors, Senior Managers, Managers, and Compliance professionals from the following divisions:

  • Compliance
  • Risk management
  • Operational risk
  • Legal advisers & Lawyers
  • In-house corporate counsel
  • Audit & Internal audit
  • IT with responsibility for the implementation of compliance solutions
  • Data security management
  • Regulations

Program Outline

 

Introduction to Compliance 

• What is corporate compliance?

• Who is responsible for managing it?

• What are the benefits of its introduction?

• Fostering a culture of accountability

 

The Regulatory Environment And The Role Of Regulators

• Regulatory drivers

• A variety of legal obligations and due diligence

• International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism

• Noncompliance and its ramifications

 

Compliance and The Role Of Corporate Governance

• What is governance?

• The corporate constitution and governance structures

• Duties and responsibilities of directors

• Protection of stakeholder interests

 

Compliance and Business Ethics

• What is ethics?

• Ethics and corporate accountability: Sarbanes-Oxley

• Benefits of a commitments to sound business ethics

• Corporate ethics guidelines

 

Developing A Corporate Compliance Program

• Code of conduct

• Policies and procedures

• Best practice principles

• Monitoring and auditing

 

The Corporate Compliance Function

• The location of the compliance function

• Integration or independence of the compliance function

• An optimal compliance architecture

• The Compliance Officer

• Group Exercise

 

Key issues in Compliance: Money Laundering

• What is Money Laundering?

• Definitions and Examples

• Is AML compliance different from regular compliance?

• Understanding the different requirements

• Financial Action Task Force (FATF)

 

Suspicious Activity Monitoring, Detection and Reporting

• Definition of suspicious activity

• Banks and financial institutions required to file suspicious activity

• Suspicious Activity Reports (SARs)

• The gatekeeper initiative – G-8 finance ministers attempt to require professionals to file SARs

 

Other Issues In Compliance

• The demand for Corporate Social Responsibility (CSR)

• Fraud and corruption control

• Whistle-blower programs and the law

CFOs Leadership :
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Discover how our leadership program has shaped the perspectives of CFOs across Asia
 
Venue: Shangri-La Hotel, Singapore
Date: 8 - 10 October 2018
Faculty: Sam Gibbins
Early Bird 1: S$3,395 (Register and pay by 13 August 2018)
Early Bird 2: S$3,595 (Register and pay by 10 September 2018)
Regular Fee: S$3,695
Group Discount: 2nd participant get 10%, or register 3 participants and 4th participant get a complimentary seat
(1 discount scheme applies)
Note: GST is applicable to participants from Singapore registered companies.
Contact: clarice.thompson@claridenglobal.org
 
 
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